证券诉讼 Securities Litigation

关键定义 KEY DEFINITION

Securities Litigation（证券诉讼）是 Investor 因 alleged misstatement、omission 或 fraud in connection with securities sale 对 Issuer 或 Officer 提起的 claim，D&O 和 EPLI 不 cover——需 Securities Claim coverage in D&O form 或 separate policy。Private placement 和 crowdfunding 也可能 trigger securities exposure。